by Oscar Jofre | Nov 7, 2022 | Capital Markets, Capital Raising
A call center can be extremely helpful for companies looking to raise capital through a Reg A+ offering. By having a dedicated call center, businesses can easily keep track of all the investors who are interested in their company and ensure that they are meeting all...
by Oscar Jofre | Oct 10, 2022 | KoreConX, KorePartner
RegA and RegCF have been around for a few years now and we are finding that some of our clients, especially those that have made multiple offerings, are getting to the point where they need to consider the implications of Section 12(g) of the Securities Exchange Act,...
by Oscar Jofre | Sep 16, 2022 | KoreConX
It’s 1-SA filing season again for Regulation A filers, and time to make some observations about the consequences of not filing. We have encountered more than three companies in the last three months that have not filed all (or in one case, any) of their ongoing...
by Oscar Jofre | Jun 21, 2021 | Capital Markets, Capital Raising, Compliance, Digital Securities, KorePartner, Regulation, SEC
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those that have made multiple offerings, are getting to the point where they need to consider the implications of Section 12(g) of the Securities Exchange...
by Oscar Jofre | Apr 7, 2021 | Broker Dealer, Capital Markets, Capital Raising, Compliance, Investor Relations, KoreConX, KorePartner, Regulation, SEC
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron, a resident of Arizona, wanted to invest in the company’s Regulation A offering. However, when he went onto the company’s website to invest,...