by Oscar Jofre | Jan 2, 2024 | Capital Markets, Crowdfunding, Digital Securities, KoreConX, Online Capital Formation
In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth anniversary of the JOBS Act in 2024, it’s evident that evolving capital-raising...
by Oscar Jofre | Oct 19, 2023 | Issuers, Legal
Subsidiaries using RegCF: introduction This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can raise funds under Reg CF, even if they are subsidiaries of companies who cannot use Reg CF themselves, because they have a...
by Oscar Jofre | Jul 11, 2023 | Capital Markets, Capital Raising, Crowdfunding, FINRA, KoreConX, SEC
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate about their securities offerings is tightly regulated by the SEC to ensure...
by Oscar Jofre | Jun 20, 2023 | Capital Markets, Capital Raising, Compliance, SEC
The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital markets. But what happens when you’re not compliant? The SEC will eventually find out and...
by Oscar Jofre | Jun 7, 2023 | Investors, Issuers
An escrow provider is a neutral party that handles financial transactions between two or more parties. They are often used in the securities industry to ensure that all parties involved in trade receive their agreed-upon share of the investment. Escrow providers in...
