When is a Transfer Agent Mandatory for Private Companies Raising Capital?

by Oscar Jofre | Dec 2, 2024 | KoreConX

When is a Transfer Agent Mandatory for Private Companies Raising Capital? A transfer agent isn’t always mandatory for private companies raising capital, but there are certain circumstances where it becomes necessary or highly beneficial. Here are key scenarios...

Investment Opportunities: What You Need to Know Before Starting in Equity Crowdfunding

by Oscar Jofre | Nov 27, 2024 | Online investing, Private capital markets

Did you know that equity crowdfunding has opened the door to investing in early-stage startups for millions of people, not just accredited investors?  This form of investment offers the chance to engage directly with companies you believe in and potentially benefit...

REIT + JOBS Act = Transparency for 168M American Investors

by Oscar Jofre | Nov 25, 2024 | KoreConX

Real Estate Investment Trusts (REITs) are transforming how Americans approach real estate investment, making this sector more accessible and impactful for everyday investors. These financial structures enable individuals to access commercial real estate opportunities...

Broker-Dealers and RIAs: Expand Client IRAs with RegCF, RegA, and RegD

by Oscar Jofre | Nov 18, 2024 | KoreConX

In recent years, there has been a growing interest in alternative investments, particularly in private companies. For clients looking to diversify beyond traditional stocks and bonds, private offerings provide an attractive opportunity. These investments, often linked...

What Corporate Actions does your Registered SEC Transfer Agent manage?

by Oscar Jofre | Nov 13, 2024 | KoreConX

Partnering with a registered SEC transfer agent can be a game-changer for private companies. They handle key corporate actions that help keep your company compliant, streamline your paperwork, and strengthen relationships with investors. It’s like having an extra set...