by Oscar Jofre | Jul 9, 2021 | Capital Markets, Capital Raising, Compliance, KorePartner, Regulation
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to its ecosystem. Douglas Ruark, the Founder and President of Regulation D Resources, has always been fascinated by the mechanisms and...
by Oscar Jofre | Jul 7, 2021 | Capital Markets, Capital Raising, CapTable, Compliance, Fintech, Legal, Regulation
In the wake of the 2008 economic crisis and the subsequent recession that followed, there was a push to create new regulations to govern financial institutions in the United States. With these regulations came requirements that businesses had to follow to be compliant...
by Oscar Jofre | Jun 30, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
On April 5th of 2012, President Obama signed into law legislation called the JOBS Act. Four years after that act was signed, Title III of the JOBS Act was enacted. This was Regulation CF, which allows for private companies in their early stages to use crowdfunding to...
by Oscar Jofre | Jun 28, 2021 | BoardRoom, Broker Dealer, Capital Markets, Compliance, Digital Securities, Investor Relations, Regulation, SEC
With Regulation A+ allowing companies to raise up to $75M USD, the regulation enables many great investors to support an issuer’s journey. From the everyday person to accredited investors, people can claim their stake in companies they foresee to be long-term...
by Oscar Jofre | Jun 23, 2021 | BoardRoom, Capital Markets, Capital Raising, Compliance
When thinking about corporate governance, the first roles that often come to mind are the executive officers like the CEO or CCO. These roles are often responsible for the day-to-day operations of the company, keeping things running smoothly, with other roles...
