by Oscar Jofre | Dec 9, 2020 | Broker Dealer, Capital Markets, Capital Raising, Compliance, FINRA, Regulation, SEC
If you’re looking to raise money for your private company, chances are that you’ve at least heard the term “broker-dealer.” However, if you’re new to the process, you might not be too familiar with what they do and why they are a key component of the fundraising...
by Oscar Jofre | Dec 7, 2020 | Capital Markets, Capital Raising, Regulation, SEC
I have long (oh so long) been one of those urging the SEC to give some clarity with respect to the status of “finders.” See here for the latest piece. Early-stage companies raising funds very often reach out to a guy who knows some guys who have money and have...
by Oscar Jofre | Dec 4, 2020 | Capital Markets, Capital Raising, Investor Relations, Regulation
For investors, investing in private companies can be a beneficial way to diversify their investment portfolios. Whether the investment was made through private equity or RegA+, proper management can contribute to long-term success. However, once the investment is...
by Oscar Jofre | Dec 2, 2020 | Capital Raising, Investor Relations, KoreConX
No matter the size of the company, investor relations (IR) should be a key component of conducting business. It’s never too early to implement a solid investor relations approach, but if your company has never tackled this issue, the term may seem confusing....
by Oscar Jofre | Nov 30, 2020 | Capital Markets, Investor Relations, Issuers, KoreConX
If you’re a company that is in the process of raising funds for your business, you’re likely looking to do so with the help of investors. By trading a piece of your company in exchange for some much-needed capital, you can fund your ideas and the growth of your...
