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KorePartner Spotlight: Bill Humphrey, CEO and Co-Founder of New Direction Trust Company

KorePartner Spotlight: Bill Humphrey, CEO and Co-Founder of New Direction Trust Company

by Oscar Jofre | Oct 2, 2021 | Capital Markets, Capital Raising, KorePartner, Regulation

With the recent launch of the KoreConX all-in-one platform, KoreConX is happy to feature the partners contributing to its ecosystem.    Bill Humphrey has over 20 years of experience as a CPA, focusing his career on income tax, auditing, tax-related real estate...
Join the new American Revolution – financial markets equality for all

Join the new American Revolution – financial markets equality for all

by Oscar Jofre | Sep 29, 2021 | Capital Markets, Capital Raising, Secondary Markets

This post originally appeared on the Rialto Markets blog and was written by Lee E. Saba, Head of Market Structure at Rialto Markets.   Very few people understand the revolution now taking place in financial markets. It is to do with private markets and has been...
What is a Company’s Duty to its Shareholders?

What is a Company’s Duty to its Shareholders?

by Oscar Jofre | Sep 27, 2021 | BoardRoom, Capital Markets, Capital Raising, Compliance

For many companies, raising capital often marks a major milestone. With increased sources of capital, the company can grow, hire new employees, and develop new products that can leave a lasting impact on the world. With the continuing developments of exemptions like...
As a Canadian Company, can Canadians Invest in Your RegA+?

As a Canadian Company, can Canadians Invest in Your RegA+?

by Oscar Jofre | Sep 22, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, Secondary Markets

We have extensively discussed how Americans can invest in securities offered under Regulation A+. However, Canadian companies can also use the exemption to raise capital to fund their businesses. Despite the ability for Canadian companies to use Reg A+, this was a...
Why do I need Blue Sky registration for Secondary Trading?

Why do I need Blue Sky registration for Secondary Trading?

by Oscar Jofre | Sep 20, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC, Secondary Markets

Through the Regulation A+ exemption, securities issuers can raise up to $75 million as of March 2021. This creates a significant opportunity for the everyday investor to make investments in private companies and for the companies to benefit from the large number of...
How often do I need to hold an AGM?

How often do I need to hold an AGM?

by Oscar Jofre | Sep 15, 2021 | Capital Markets, Capital Raising, Compliance, Investor Relations, Legal, Regulation, SEC

Every year, Warren Buffet hosts the Berkshire Hathaway Annual Shareholders Meeting. This meeting is an Annual General Meeting (AGM), widely viewed with many people in attendance. The reason for this is that it is often more than the typical AGM, which we will detail...
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