by Oscar Jofre | May 22, 2023 | Compliance, Regulation, SEC
Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities and Exchange Commission (SEC), you have probably come across the term Central Index Key (CIK). The CIK number is a unique identifier used...
by Oscar Jofre | Apr 3, 2023 | Capital Markets, Capital Raising, SEC
Anniversary of the JOBS Act Eleven years ago, the Jumpstart Our Business Startups (JOBS) Act was signed into law in a White House Rose Garden ceremony. Looking back on this landmark legislation, we see its impact has been far-reaching. From increased access to capital...
by Oscar Jofre | Mar 31, 2023 | Capital Markets, Capital Raising, Compliance, SEC
With Regulation D (RegD) offerings, companies are exempt from registering securities with the SEC. Under RegD, companies can raise capital from accredited investors (and a limited number of nonaccredited investors in some cases) to support the growth of their...
by Oscar Jofre | Mar 27, 2023 | Capital Raising, Compliance, Regulation, SEC
Raising capital can be a tricky process. Fortunately, with the JOBS Act and its exemptions from SEC registration under RegA+, RegCF, or RegD, entrepreneurs can now access capital raising 24/7/365. Here are five tips to help you make the most of this opportunity and...
by Oscar Jofre | Jan 25, 2023 | Compliance, Regulation, SEC
The Securities Act, passed in 1933, was created to protect investors following the stock market crash in 1929. It offers protection by ensuring more transparency and creating laws against fraud in the capital market. The Securities Act also requires companies to be...
by Oscar Jofre | Dec 14, 2022 | Capital Markets, Capital Raising, SEC
Raising capital is always a challenge, especially in the startup sector, which means that it’s vital to understand all the options available and how they can help you attain your goals. We will discuss Regulation Crowdfunding (RegCF), which has proved to be an...
