by Oscar Jofre | Jun 10, 2025 | AskOscar, Issuers, KoreGPT, KorePixel, KorePlatforms, KoreTransfer, SEC, Transfer Agent
Why Private Companies Must Embrace the AGM Season with Confidence and Compliance As AGM season begins, private companies are called to do more than just check a regulatory box. The Annual General Meeting (AGM) is your opportunity to showcase leadership, engage...
by Oscar Jofre | Jan 31, 2024 | Transfer Agent
In today’s article, we’ll talk about the key role of transfer agents in protecting shareholder rights and corporate governance. Especially when it comes to potential threats from powerful actors like oligarchs or governments. Introduction A long time ago...
by Oscar Jofre | Feb 22, 2021 | CapTable, KoreConX, Regulation, SEC, Transfer Agent
Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is...
by Oscar Jofre | Jan 11, 2021 | Capital Markets, Capital Raising, Digital Securities, Investor Relations, Secondary Markets, Transfer Agent
Even if you’re unfamiliar with the term secondary market, you’re likely familiar with the concept. Companies sell securities to investors, who in exchange own a piece of the company. The investor can then decide they would rather not own that security any longer, so...
by Oscar Jofre | Jan 1, 2021 | Capital Markets, Capital Raising, Digital Securities, SEC, Transfer Agent
For companies issuing securities to investors, a transfer agent plays an important role in the process. If your company has yet to issue securities but will be doing so soon, a clear understanding of the purpose of a transfer agent is necessary when choosing the best...
by Oscar Jofre | Dec 14, 2020 | CapTable, Digital Securities, KoreConX, Transfer Agent, Valuation
We “Get It” We understand that the last thing any start-up wants to worry about is tax compliance, especially when you have so many other things to worry about. Like product development, sales, recruiting, etc.… But it is wise for a start-up to think about compliance...
