by Oscar Jofre | Sep 27, 2021 | BoardRoom, Capital Markets, Capital Raising, Compliance
For many companies, raising capital often marks a major milestone. With increased sources of capital, the company can grow, hire new employees, and develop new products that can leave a lasting impact on the world. With the continuing developments of exemptions like...
by Oscar Jofre | Sep 15, 2021 | Capital Markets, Capital Raising, Compliance, Investor Relations, Legal, Regulation, SEC
Every year, Warren Buffet hosts the Berkshire Hathaway Annual Shareholders Meeting. This meeting is an Annual General Meeting (AGM), widely viewed with many people in attendance. The reason for this is that it is often more than the typical AGM, which we will detail...
by Oscar Jofre | Jun 28, 2021 | BoardRoom, Broker Dealer, Capital Markets, Compliance, Digital Securities, Investor Relations, Regulation, SEC
With Regulation A+ allowing companies to raise up to $75M USD, the regulation enables many great investors to support an issuer’s journey. From the everyday person to accredited investors, people can claim their stake in companies they foresee to be long-term...
by Oscar Jofre | Jun 23, 2021 | BoardRoom, Capital Markets, Capital Raising, Compliance
When thinking about corporate governance, the first roles that often come to mind are the executive officers like the CEO or CCO. These roles are often responsible for the day-to-day operations of the company, keeping things running smoothly, with other roles...
