The Solution

Broker-dealers, whether introducing or executing, are the gatekeepers of compliant capital raising and secondary market transactions in the private markets. They manage investor onboarding, deal syndication, transaction workflows, compliance, and reporting.

Kore provides a full-stack infrastructure designed for broker-dealers to operate 100% compliantly across primary offerings and secondary trading. With integrated modules for onboarding, order management, disbursements, issuance, and post-trade cap table updates, broker-dealers can focus on deal flow while Kore automates the compliance and operations backbone.

• Accelerated compliance workflows for onboarding and transactions
• Seamless integration with internal deal systems via API
• Reduced operational burden on legal and compliance teams
• Scalable infrastructure for multi-exemption offerings
• Enhanced transparency for regulators, issuers, and investors

Platform Operators run or require white-labeled or proprietary investment platforms that support multiple issuers, a variety of asset types, including collectibles, medtech, healthcare, music, art, cars, real estate, fractional ownership, and tokenized securities, and serve diverse investor classes such as retail, accredited, qualified purchasers, and institutional investors. These platforms enable issuers to raise capital under all JOBS Act exemptions, including RegCF, RegD, and RegA+​, while the platform infrastructure itself remains regulation-neutral and infrastructure-focused.

Kore provides a modular, regulation-compliant infrastructure that allows platform operators to manage multi-issuer investment ecosystems while supporting capital raises across exemptions and asset classes. Kore empowers operators to offer robust onboarding, investor dashboards, offering portals, compliance enforcement, and post-investment management without having to build and maintain that infrastructure in-house.

• Launch custom, scalable platforms across industries and asset types
• Support issuers raising capital under RegCF, RegD, and RegA+
• Serve all investor types with a fully compliant onboarding and transaction flow
• Enable multiple offerings, disbursements, and post-investment tracking in one system
• Ensure long-term scalability with API-connected infrastructure and modular design

Multi-sponsor real estate firms offer private investment opportunities to a wide range of investors, including retail, accredited, qualified purchasers, and institutional participants. These firms raise capital through multiple JOBS Act exemptions including RegCF, RegD, RegA+, and S-1, and often support fractional ownership models to lower entry barriers and expand investor access. Offerings may include private REITs, individual assets, multi-property portfolios, and tokenized real estate.

Kore provides a complete infrastructure that enables real estate firms to launch, manage, and scale capital raises with embedded compliance, investor onboarding, digital issuance, disbursements, and post-raise cap table management. The platform supports complex deal structures, multiple exemptions, and multi-issuer configurations, while automating every stage from offering setup to investor payouts.

• Support capital raising under multiple exemptions with one infrastructure
• Enable fractional ownership and manage compliance across investor classes
• Automate cap table updates and shareholder distributions
• Offer investors seamless onboarding and portfolio visibility
• Manage multiple sponsors and offerings under one scalable system

Transfer Agents are responsible for managing the issuance, transfer, and ownership records of securities, ensuring accurate shareholder recordkeeping, regulatory compliance, and corporate action execution for both traditional and digital securities.

Kore supports both SEC-registered Transfer Agents and organizations that wish to become transfer agent back-office providers for private companies and investment platforms. Kore provides a modern, digital-first infrastructure that enables transfer agents to scale operations with full compliance. From share issuance to ownership transfers and disbursements, every transaction is tracked immutably on KoreChain, verified by the Compliance Desk, and linked to real-time shareholder identities through KoreID. The system supports integration with issuance platforms, broker-dealers, and marketplaces, making Kore the transfer agent backbone for the private capital markets.

• Launch or scale transfer agent operations with a compliant digital infrastructure
• Maintain accurate, secure, and immutable shareholder records
• Automate complex corporate actions and reduce manual overhead
• Enable seamless connectivity with issuers, marketplaces, and broker-dealers
• Provide regulatory transparency through KoreChain-backed audit trails

• Compliance Desk
• Issuance
• Investment Banking
• Funding Platform (FP)
• Capital Markets Platform (CMP)
• Marketplace Platforms (MKP)
• Solo Funding Platform (SFP)
• Decentralized Funding Platform (DFP)
• Tokenization
• Private Capital Markets Passport (KoreID)
• Order Management System (OMS)
• Transfer Agent Platform (TAP)
• All-In-One Platform
• Kore Clearing
• Kore Payments
• Kore Wire
• API

All platforms are white-labeled, fully integrated with the Kore Infrastructure, KoreChain, KoreNode, KoreID, and the Compliance Desk, with tailored regulatory support across the JOBS Act exemptions and beyond.

Kore’s Compliance Desk is the centralized compliance engine that supports real-time rule enforcement across multiple offering types: RegCF, RegD (506b & 506c), RegA+, RegS, and S-1. It integrates with the entire financial ecosystem, including payment rails, crypto wallets, RIAs, IRAs, and banks. It ensures end-to-end automation of regulatory logic, onboarding checks, and cross-border compliance—anchored to KoreChain for transparency and auditability.

The Issuance Platform allows companies to launch and manage offerings under RegCF, RegD, RegA+, RegS, and S-1. With full integrations into the Compliance Desk, SEC-registered Transfer Agent, and a real-time DealRoom, this white-labeled solution enables compliant, live fundraising management from end to end, including digital securities issuance and investor onboarding.

The Investment Banking Platform is designed for registered broker-dealers, investment banks, and placement agents to manage private placements under RegD, RegA+, RegS, and S-1. It supports full lifecycle deal management—from origination and syndication to compliance, investor onboarding, and transaction execution—while integrating seamlessly with the Compliance Desk, Transfer Agent, and KoreChain.

The Funding Platform is a white-labeled, RegCF-only solution used by funding portals, incubators, and community-based capital networks. It enables compliant crowdfunding, investor onboarding, escrow integration, and live fundraising visibility. It’s built for scalability, regulatory precision, and ease of use for both issuers and investors.

The Capital Markets Platform (CMP) is an enterprise-grade solution designed to manage digital and traditional securities under RegCF, RegD, RegA+, RegS, and S-1. It supports full lifecycle management of private capital—offering investor onboarding, ownership tracking, corporate actions, reporting, and compliance. Fully integrated with the Compliance Desk, Transfer Agent, and Order Management System, CMP is the core engine for managing and scaling digital securities infrastructure.

The Marketplace Platform is purpose-built for secondary trading of RegA+ LLC Series assets. It enables compliant peer-to-peer transactions, price discovery, and fractional ownership trading. Integrated with ATS partners, the Compliance Desk, KoreID, and Order Management System, it brings transparency, liquidity, and compliance to the private markets.

The Solo Funding Platform is a streamlined, white-labeled solution built exclusively for multi-sponsor real estate companies to raise capital directly—with intermediaries. Ideal for offerings under RegCF, RegD, or RegA+, the platform gives sponsors complete control over the investor journey while ensuring automated compliance through KoreChain, the Compliance Desk, and optional integration with Kore’s Transfer Agent and DealRoom.

The Decentralized Funding Platform (DFP) is built exclusively for FINRA-registered Broker-Dealers operating under U.S. Regulation Crowdfunding (RegCF). It provides end-to-end control over issuers, investors, and offerings while ensuring strict adherence to SEC and FINRA requirements. Fully integrated with the Kore Compliance Desk, the platform automates KYC, AML, accreditation, and disclosure monitoring. Broker-dealers benefit from a seamless workflow that streamlines onboarding and reduces administrative friction. With scalable infrastructure, the DFP enables firms to expand RegCF operations confidently and efficiently.

Kore’s Tokenization solution transforms traditional and alternative assets into compliant digital securities backed by smart contracts and recorded on KoreChain. Ideal for equity, debt, funds, or fractional ownership, this platform embeds regulatory logic directly into tokens and ensures full compatibility with secondary trading (MKP) and lifecycle governance (CMP).

KoreID is a blockchain-verified, reusable identity solution designed for investors, issuers, and intermediaries in the private capital markets. It links compliance credentials, investment history, and identity verifications to a single portable profile—enabling frictionless access across all Kore-enabled platforms with real-time validation through the Compliance Desk.

The Order Management System (OMS) facilitates compliant, real-time order processing across both primary offerings and secondary market trades. Integrated with the Compliance Desk, KoreID, ATS platforms, and KoreChain, the OMS ensures investor eligibility, regulatory enforcement, and full trade lifecycle transparency—from order initiation to settlement and cap table updates.

Kore’s Transfer Agent Platform provides SEC-registered transfer agent services, automating ownership recordkeeping, share transfers, corporate actions, and compliance across both traditional and tokenized securities. Deeply integrated with CMP, OMS, KoreID, and the Compliance Desk, it ensures immutable ownership records and efficient regulatory reporting for issuers and investors.

The All-In-One Platform is Kore’s unified, fully integrated interface that connects core capital markets functions—including cap table management, shareholder communications, investor portfolios, DealRoom, BoardRoom, and personal investor profiles—into a single, secure, mobile-accessible experience. Purpose-built for issuers, investors, advisors, and board members, it centralizes visibility and action across all Kore-powered solutions. Fully integrated with KoreID, the Compliance Desk, KoreChain, and Kore’s mobile app, it is the modern command center for the private capital markets.

The All-In-One Platform brings together essential capital markets operations in one fully integrated environment. Designed for issuers, investors, advisors, and board members, it includes Cap Table, Shareholder Communications, Portfolio, DealRoom, BoardRoom, Personal Profile, and a Mobile App—offering a real-time, unified experience for managing ownership, investments, governance, and compliance across the private capital ecosystem.

10 Key Features:

• Direct messaging to individual or all shareholders
• Templates for corporate actions, reports, and announcements
• Attach and distribute investor documents securely
• Shareholder segmentation by share class or investor type
• Real-time read receipts and engagement tracking
• Voting integration for corporate decisions
• Automated notification for dividends and updates
• Language customization for global investors
• Full audit log of communications
• Compliance filtering through the Compliance Desk

10 Key Features:

• Live fundraising tracker for each offering
• Soft-circled investor interest dashboard
• Document vault with e-signature integration
• Investor Q&A board
• Status-based investment funnel (e.g., viewed, subscribed, funded)
• Compliance Desk-driven access controls
• Issuer updates and offering bulletins
• Integrated subscription and payment workflows
• Downloadable term sheets and pitch decks
• Audit trail of investor interactions

10 Key Features:

• KoreID integration for reusable identity and compliance data
• Accreditation, KYC/AML, and investment history status
• Digital signature profile for document execution
• Multi-entity role management (e.g., investor + director)
• Real-time compliance credential validation
• Linked wallets and bank accounts for transactions
• Risk profile and suitability scoring
• Communication preferences and notification settings
• Data privacy controls and sharing permissions
• Cross-platform profile sync for all Kore apps

10 Key Features:

• Real-time access to portfolio, cap table, and documents
• Biometric login and two-factor authentication
• Mobile DealRoom interaction and investing
• Push notifications for offers, votes, and communications
• BoardRoom access for meetings and voting
• Secure investor messaging
• Multi-role support (investor, board member, issuer)
• Offline access to stored documents and investment history
• Mobile document signing and action approval
• Available on iOS and Android, Kore-branded or white-label