by Oscar Jofre | Jun 4, 2018 | Broker Dealer, Capital Markets, Compliance, DealRoom, Exempt Market Dealer, FINRA, KoreConX, KoreToken, Legal, SEC, Secondary Markets, Security Token, Transfer Agent
For private issuers, raising capital is the next natural step once you have exhausted other traditional forms of financing. It becomes even more enticing when you read about other firms doing it, and thinking why shouldn’t that be us. However, being prepared to take...
by Oscar Jofre | May 15, 2018 | Investor Relations, KoreConX
While Investor Relations may seem like an all-encompassing term referring to the relationship between investors and the company that they invest in, in practice the definition is more precise. Investor Relations professionals are tasked with providing investors with...
by Oscar Jofre | May 1, 2018 | Capital Markets, Legal
Late last year I had the opportunity to collaborate with Catherine Lovrics, B.A., LL.B at Bereskin & Parr LLP, on the inner workings of raising capital for entrepreneurs. Her book, Startup Law 101: A Practical Guide, published last week. The basis of our...
by Oscar Jofre | Apr 22, 2018 | KoreConX
The internet changed everything when it was first introduced but it has not been until now that Broker Dealers, Exempt Market Dealers (EMD) are playing catch up to what clients expect from them. Investor want this today: They ask for all this because in other parts of...
by Oscar Jofre | Apr 12, 2018 | Investor Relations, KoreConX
Anyone that invests in more than one company or investment asset has a portfolio of investments to manage. With global markets opening up and alternative finance platforms such as P2P (Peer to Peer) or Equity Crowdfunding platforms we are seeing a variety of new...
