by Oscar Jofre | Jul 17, 2024 | Broker-dealers, Issuers
Understanding the complexities of SEC compliance can be challenging for many businesses. With recent updates to cybersecurity disclosure requirements, staying informed is more critical than ever. In this article, written by Laura Anthony of the SecuritiesLaw Blog, we...
by Oscar Jofre | Jul 15, 2024 | KoreConX
In the fast-evolving world of private capital markets, broker-dealers face unique challenges that require constant vigilance and adaptation. Ensuring compliance with the JOBS Act and its regulations (Regulation CF, A, and D), managing investor relations, and...
by Oscar Jofre | Jul 10, 2024 | KoreConX
In this special article written by Laura Anthony from Securities Law Blog, we’ll learn more about the recent matter regarding the definition of “ a dealer” and changes by SEC. The SEC has finalized new rules amending the definition of a “dealer”...
by Oscar Jofre | Jul 8, 2024 | KoreConX
The landscape of private capital markets has been significantly reshaped by the Jumpstart Our Business Startups (JOBS) Act, signed into law in 2012. This landmark legislation introduced several regulatory pathways for companies to raise capital more efficiently and...
by Oscar Jofre | Jul 3, 2024 | Issuers, KoreConX
Deciding how much capital to raise is a key decision for any business, especially in the ever-changing landscape of private capital markets. This decision not only impacts your company’s immediate financial health but also its long-term strategic growth. In...
