by Oscar Jofre | Jul 29, 2024 | KoreConX
Introduction Fundraising regulations can be complex for businesses looking to raise capital. Among the options available, Reg D and Reg CF (Regulation D and Regulation Crodfunding) are popular choices for companies seeking to attract investors. Both offer unique...
by Oscar Jofre | Jul 24, 2024 | Broker-dealers
In July of 2024, FINRA published its 2024 Industry Snapshot, the yearly statistical report on registered representatives, brokerage firms, and market activities regulated by the organization. In today’s article, we’ll discuss this report and provide useful...
by Oscar Jofre | Jul 22, 2024 | KoreConX
In the competitive world of the food industry, finding the sauce to success can be challenging. It is like uncovering the perfect blend of ingredients that turns a simple meal into an unforgettable experience. But it’s not only about recipes, it involves heart, soul,...
by Oscar Jofre | Jul 17, 2024 | Broker-dealers, Issuers
Understanding the complexities of SEC compliance can be challenging for many businesses. With recent updates to cybersecurity disclosure requirements, staying informed is more critical than ever. In this article, written by Laura Anthony of the SecuritiesLaw Blog, we...
by Oscar Jofre | Jul 15, 2024 | KoreConX
In the fast-evolving world of private capital markets, broker-dealers face unique challenges that require constant vigilance and adaptation. Ensuring compliance with the JOBS Act and its regulations (Regulation CF, A, and D), managing investor relations, and...
