by Oscar Jofre | Apr 17, 2023 | Issuers
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.* We wanted to flag some issues: If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until...
by Oscar Jofre | Apr 14, 2023 | Capital Markets, Capital Raising
Small businesses have always been an integral part of the economy, contributing to job creation and economic growth. Over the last decade, small businesses have faced a variety of challenges, including economic downturns, government regulations, and evolving consumer...
by Oscar Jofre | Apr 12, 2023 | Capital Markets, Capital Raising, Secondary Markets
Secondary markets provide investors a way to trade securities they have previously purchased or buy new ones offered by other investors. This blog will look at the seven golden rules of secondary markets as well as how these rules are enforced through JOBS Act...
by Oscar Jofre | Apr 10, 2023 | Capital Markets, Capital Raising, Compliance, Regulation
When a company issues securities, it is vital to keep the official record of ownership and distribution accurate and up-to-date at all times. This process is managed by transfer agents who in addition to assuming responsibility for maintaining accurate records of...
by Oscar Jofre | Apr 7, 2023 | Capital Markets, Capital Raising, KorePartner
At Texture Capital, the mission is to revolutionize the two trillion-dollar market for private securities by leveraging blockchain technology and smart contracts. The company has received approval from FINRA to commence operations as a digital securities broker-dealer...