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Why do I need Blue Sky registration for Secondary Trading?

Why do I need Blue Sky registration for Secondary Trading?

by Oscar Jofre | Sep 20, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC, Secondary Markets

Through the Regulation A+ exemption, securities issuers can raise up to $75 million as of March 2021. This creates a significant opportunity for the everyday investor to make investments in private companies and for the companies to benefit from the large number of...
KorePartner Spotlight: Stephen Brock, CEO of Medical Funding Professionals

KorePartner Spotlight: Stephen Brock, CEO of Medical Funding Professionals

by Oscar Jofre | Sep 17, 2021 | KorePartner

With the recent launch of the KoreConX all-in-one platform, KoreConX is happy to feature the partners contributing to its ecosystem.   There are two things that Stephen Brock is incredibly passionate about in the business world; gaining access to capital for...
How often do I need to hold an AGM?

How often do I need to hold an AGM?

by Oscar Jofre | Sep 15, 2021 | Capital Markets, Capital Raising, Compliance, Investor Relations, Legal, Regulation, SEC

Every year, Warren Buffet hosts the Berkshire Hathaway Annual Shareholders Meeting. This meeting is an Annual General Meeting (AGM), widely viewed with many people in attendance. The reason for this is that it is often more than the typical AGM, which we will detail...
Why do I need a FINRA Broker-Dealer?

Why do I need a FINRA Broker-Dealer?

by Oscar Jofre | Sep 13, 2021 | Broker Dealer, Capital Markets, Capital Raising, Compliance, FINRA

Broker-dealers are an essential part of the fundraising process. These entities can be small, independent firms or part of a large investment bank. However, regardless of a broker-dealer’s size, they are in the business of buying or selling securities. In this...
KorePartner Spotlight: Steve Distante, Founder and Chairman of Vanderbilt Financial Group

KorePartner Spotlight: Steve Distante, Founder and Chairman of Vanderbilt Financial Group

by Oscar Jofre | Sep 10, 2021 | KorePartner

With the recent launch of the KoreConX all-in-one platform, KoreConX is happy to feature the partners contributing to its ecosystem.   Steve Distante is an entrepreneur and has been his entire life. As a graduate of St. Johns University with a degree in...
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