KoreInside Blogs

April 16, 2025

How Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings

The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than $150 billion has been raised through these exemptions, with FINRA-registered broker-dealers playing a crucial role in ensuring compliance, investor protection, and deal execution. As the alternative investment (Alts) space continues […]

April 14, 2025

SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification

🚨 SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification In a landmark move this March, the U.S. Securities and Exchange Commission (SEC) has introduced new guidance that simplifies the way issuers can verify whether an investor qualifies as “accredited” under Rule 506(c) of Regulation D which was introduced with the JOBS Act implementation. […]

March 25, 2025

SEC Declares Meme Coins Outside Its Jurisdiction: A Turning Point for Cryptocurrency Regulation?

On February 27, 2025, the U.S. Securities and Exchange Commission (SEC) made a significant announcement that has reverberated across the cryptocurrency ecosystem: meme coins, or cryptocurrencies inspired by internet memes and viral trends, are not considered securities. This ruling has sparked questions within the world of securities regulation and sparked new debates about the role […]

March 11, 2025

Private Capital Markets & Alts

Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and real estate is now undergoing a technological transformation powered by blockchain, AI, and digital securities. The JOBS Act laid the foundation for this shift by opening new capital-raising avenues through […]

March 6, 2025

Broker-Dealers + Tokenization = Online Capital Formation

Have you ever wondered how tokenization is transforming the role of broker-dealers in private markets? When we talk about tokenization in the context of private markets, we’re specifically referring to tokenized securities. These are digital representations of ownership in assets like equity, debt, or other financial instruments, governed by securities regulations. Tokenized securities are issued […]

March 3, 2025

Change is Coming: What Do We Really Need?

By Marty Tate In the week following the 2024 Presidential Election, I received a number of calls from clients asking what this to expect.  The internet was a firestorm of speculation and rumors, including the possibility of the new administration dismantling the SEC.  As a securities lawyer with over 25 years of experience and having […]

February 11, 2025

The Wheels of Regulation Go ‘Round and ‘Round

by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well as the interests of the industry, without undue burdens. As you may have gathered from news reports, there is a lot going on in the area of regulation – or […]

February 4, 2025

Securities Simplified: Mastering Compliance in Modern Markets

The private capital markets are evolving, driven by regulatory changes, technological advancements, and the increasing role of compliance in ensuring investor protection. Regulation CF, Regulation A, and Regulation D (506(b), 506(c), and 504) have opened new opportunities for issuers and investors, but they also present compliance challenges for FINRA broker-dealers, compliance officers, and regulated FINRA […]

January 2, 2025

The Evolution of Online Capital Formation: Insights from Oscar A. Jofre

The journey of Online Capital Formation (OCF) since the signing of the JOBS Act in 2012 represents a seismic shift in democratizing access to capital markets. Initially known as “crowdfunding,” this framework has evolved into a sophisticated ecosystem that accommodates a diverse array of investor types—retail, accredited, institutional, venture capital, governments, strategic investors, and private […]

December 2, 2024

When is a Transfer Agent Mandatory for Private Companies Raising Capital?

When is a Transfer Agent Mandatory for Private Companies Raising Capital? A transfer agent isn’t always mandatory for private companies raising capital, but there are certain circumstances where it becomes necessary or highly beneficial. Here are key scenarios in which a transfer agent is either mandatory or advantageous: Regulation A+ and Regulation CF Offerings If […]

November 27, 2024

Investment Opportunities: What You Need to Know Before Starting in Equity Crowdfunding

Did you know that equity crowdfunding has opened the door to investing in early-stage startups for millions of people, not just accredited investors?  This form of investment offers the chance to engage directly with companies you believe in and potentially benefit from their growth. However, it’s crucial to recognize that these opportunities come with their […]

November 25, 2024

REIT + JOBS Act = Transparency for 168M American Investors

Real Estate Investment Trusts (REITs) are transforming how Americans approach real estate investment, making this sector more accessible and impactful for everyday investors. These financial structures enable individuals to access commercial real estate opportunities more broadly, contributing to diversified investment options. There are 168 million Americans, representing about 50% of U.S. households, are invested in […]

November 18, 2024

Broker-Dealers and RIAs: Expand Client IRAs with RegCF, RegA, and RegD

In recent years, there has been a growing interest in alternative investments, particularly in private companies. For clients looking to diversify beyond traditional stocks and bonds, private offerings provide an attractive opportunity. These investments, often linked to private markets, have become more accessible thanks to regulations like RegCF (Regulation Crowdfunding), RegA+, and RegD, which allow […]

November 13, 2024

What Corporate Actions does your Registered SEC Transfer Agent manage?

Partnering with a registered SEC transfer agent can be a game-changer for private companies. They handle key corporate actions that help keep your company compliant, streamline your paperwork, and strengthen relationships with investors. It’s like having an extra set of hands to manage the details so you can focus on growing your business! Some of […]

November 6, 2024

The future of private capital markets: Discover KORE ID

Kore has always been dedicated to advancing the technology landscape of private capital markets. Today, we’re unveiling a major enhancement to our platform— KoreID. KoreID offers a streamlined, secure, and effective method for both investors and broker-dealers to access opportunities in private capital markets. What is the KoreID platform? KoreID is like a passport for […]

November 4, 2024

How Nvatomate Revolutionizes Investor Acquisition 

It’s no secret that finding investors can be challenging. What worked in the past doesn’t quite cut it today. Despite the launch of increasingly sophisticated resources, data alone is not enough. Businesses are facing a more competitive and demanding market, which requires new strategies to survive, especially in the investor acquisition space. Companies need tools […]

October 30, 2024

KoreGlossary: Decoding Private Capital Markets

If you’ve ever felt slightly overwhelmed by the specialized language of private capital markets, you’re not alone. Industry terms can sound foreign, especially to newcomers or those shifting from related fields. That’s where KoreGlossary steps in—a resource designed to clarify and decode the complex world of private capital terminology. What is KoreGlossary? KoreGlossary is an […]

October 28, 2024

KoreSummit The Rise: A New Era For Broker-Dealers

Expert insights and Knowledge for all – KoreSummit The Rise In its ongoing journey of sharing educational content for the private capital markets, KoreSummit continues to excel. This was especially clear in October 2024, as the event featured not just one but two sessions per day. It was a time of great learning and networking […]

October 23, 2024

What is a SAFE Note and other financial instruments?

What is a SAFE Note? A SAFE Note (Simple Agreement for Future Equity) is a straightforward financial tool used by startups to raise money. Created by Y Combinator in 2013, it’s a simple agreement between the investor and the startup. Unlike traditional loans or bonds, a SAFE doesn’t charge interest or have a specific time […]

October 21, 2024

Cross-checking staff credentials: lessons for issuers, portals and investors

In the world of fundraising, especially in Regulation Crowdfunding (Reg CF) offerings, transparency and accuracy are essential. The following is a true and recent story, though names and details have been changed for privacy. It highlights the importance of due diligence for companies, platforms, and investors alike, to avoid potential misunderstandings or misrepresentations during the […]