by Oscar Jofre | Apr 14, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, Compliance, KORE, SEC
🚨 SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification In a landmark move this March, the U.S. Securities and Exchange Commission (SEC) has introduced new guidance that simplifies the way issuers can verify whether an investor qualifies as...
by Oscar Jofre | Mar 6, 2025 | Blockchain, Capital Raising
Have you ever wondered how tokenization is transforming the role of broker-dealers in private markets? When we talk about tokenization in the context of private markets, we’re specifically referring to tokenized securities. These are digital representations of...
by Oscar Jofre | Jan 2, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, Compliance, Ecosystem, FINRA
The journey of Online Capital Formation (OCF) since the signing of the JOBS Act in 2012 represents a seismic shift in democratizing access to capital markets. Initially known as “crowdfunding,” this framework has evolved into a sophisticated ecosystem that...
by Oscar Jofre | Mar 20, 2024 | Capital Raising, Issuers
In today’s article, we will explore the differences between Regulation A (Reg A) and Regulation Crowdfunding (Reg CF) regarding their disclosure requirements for companies raising funds. There’s an interesting contrast between Regulation A and Regulation CF in...
by Oscar Jofre | Feb 26, 2024 | Capital Raising, KoreConX
Navigating the VC Winter: Diversifying Capital Raising Strategies for Startups In the face of a VC winter, startups find themselves at a crucial juncture, requiring innovative approaches to secure funding. We will embark on an exploration of the myriad avenues...
by Oscar Jofre | Jan 10, 2024 | Capital Raising, Compliance, Regulation, SEC
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance details required by Securities and Exchange Commission (SEC) have a lot of particularities, which demands...
