by Oscar Jofre | Feb 26, 2024 | Capital Raising, KoreConX
Navigating the VC Winter: Diversifying Capital Raising Strategies for Startups In the face of a VC winter, startups find themselves at a crucial juncture, requiring innovative approaches to secure funding. We will embark on an exploration of the myriad avenues...
by Oscar Jofre | Jan 10, 2024 | Capital Raising, Compliance, Regulation, SEC
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance details required by Securities and Exchange Commission (SEC) have a lot of particularities, which demands...
by Oscar Jofre | Jul 11, 2023 | Capital Markets, Capital Raising, Crowdfunding, FINRA, KoreConX, SEC
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate about their securities offerings is tightly regulated by the SEC to ensure...
by Oscar Jofre | Jun 20, 2023 | Capital Markets, Capital Raising, Compliance, SEC
The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital markets. But what happens when you’re not compliant? The SEC will eventually find out and...
by Oscar Jofre | May 26, 2023 | Capital Markets, Capital Raising
For companies looking to raise capital, there are many options on the table. From raising capital from friends and family and crowdfunding to private equity and venture capital, not every option is suited for all entrepreneurs. In this context, the question...
by Oscar Jofre | May 17, 2023 | Capital Markets, Capital Raising
Like warrants, options are a form of security called a derivative. As a derivative’s name suggests, these securities gain their value from an underlying asset. In the case of options, this is the underlying security. There are typically two primary forms of...
