by Oscar Jofre | Apr 23, 2021 | Capital Markets, Capital Raising, CapTable, Compliance
Whether your company is a new startup or an established private company, understanding and proper use of a 409(a) is essential to your company’s success. Thinking about it early will help you avoid potential setbacks and challenges later on, giving you more time to...
by Oscar Jofre | Feb 22, 2021 | CapTable, KoreConX, Regulation, SEC, Transfer Agent
Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is...
by Oscar Jofre | Feb 3, 2021 | Capital Markets, Capital Raising, CapTable, Compliance
More than a simple spreadsheet, a cap table (short for capitalization table) records detailed data regarding the equity owned by shareholders. For companies at any stage, proper cap table management is essential for good business practices. For founders and...
by Oscar Jofre | Dec 28, 2020 | Capital Markets, Capital Raising, CapTable, Regulation, SEC
Whether you’ve raised capital in the past or are preparing for your first round, being properly prepared will help your company secure the funding it needs. Proper preparation will make investors confident that you are ready for their investments and have a foundation...
by Oscar Jofre | Dec 14, 2020 | CapTable, Digital Securities, KoreConX, Transfer Agent, Valuation
We “Get It” We understand that the last thing any start-up wants to worry about is tax compliance, especially when you have so many other things to worry about. Like product development, sales, recruiting, etc.… But it is wise for a start-up to think about compliance...
by Oscar Jofre | Dec 11, 2020 | Capital Markets, Capital Raising, CapTable, Legal, Regulation, SEC
In its recent rulemaking, the SEC added new Rule 3a-9 under the Investment Company Act to allow for the use of “crowdfunding vehicles” for Reg CF investments. It is important to recognize that crowdfunding vehicles are quite limited, and not at all similar to the...
