by Oscar Jofre | Feb 8, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
Whether your company is a new startup or an established private company, understanding and proper use of a 409(a) is essential to your company’s success. Thinking about it early will help you avoid potential setbacks and challenges later on, giving you more time to...
by Oscar Jofre | Feb 5, 2021 | Capital Markets, Capital Raising, Compliance, KorePartner, Regulation, SEC
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to its ecosystem. With over 30 years in the corporate and securities law field, Sara Hanks has a wealth of experience. Before CrowdCheck...
by Oscar Jofre | Feb 3, 2021 | Capital Markets, Capital Raising, CapTable, Compliance
More than a simple spreadsheet, a cap table (short for capitalization table) records detailed data regarding the equity owned by shareholders. For companies at any stage, proper cap table management is essential for good business practices. For founders and...
by Oscar Jofre | Jan 22, 2021 | Capital Markets, Capital Raising, Compliance, Digital Securities, Issuers, Regulation, SEC
For companies looking to raise capital, there are many different options. While not every option may be best suited for every company, understanding each will help companies choose which one is best for them. In the early stages of raising capital, seeking...
by Oscar Jofre | Jan 14, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
An increasing number of issuers have been using Regulation A to make continuous offerings of units, consisting of a combination of equity, often common stock, and warrants to purchase the same equity at a future date. Under the Securities Act, the units, the shares...
by Oscar Jofre | Jan 4, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
For some reason, this issue has been coming up a lot lately. Our usual response to the question “Can non-US issuers make a Regulation A or Reg CF offering?” is to point to the rules: Rule 251(b)(1) says Regulation A can only be used by “an entity organized under the...
