by Oscar Jofre | Feb 4, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Compliance, Ecosystem, KoreConX
The private capital markets are evolving, driven by regulatory changes, technological advancements, and the increasing role of compliance in ensuring investor protection. Regulation CF, Regulation A, and Regulation D (506(b), 506(c), and 504) have opened new...
by Oscar Jofre | Dec 2, 2024 | KoreConX
When is a Transfer Agent Mandatory for Private Companies Raising Capital? A transfer agent isn’t always mandatory for private companies raising capital, but there are certain circumstances where it becomes necessary or highly beneficial. Here are key scenarios...
by Oscar Jofre | Nov 25, 2024 | KoreConX
Real Estate Investment Trusts (REITs) are transforming how Americans approach real estate investment, making this sector more accessible and impactful for everyday investors. These financial structures enable individuals to access commercial real estate opportunities...
by Oscar Jofre | Nov 18, 2024 | KoreConX
In recent years, there has been a growing interest in alternative investments, particularly in private companies. For clients looking to diversify beyond traditional stocks and bonds, private offerings provide an attractive opportunity. These investments, often linked...
by Oscar Jofre | Nov 13, 2024 | KoreConX
Partnering with a registered SEC transfer agent can be a game-changer for private companies. They handle key corporate actions that help keep your company compliant, streamline your paperwork, and strengthen relationships with investors. It’s like having an extra set...
by Oscar Jofre | Nov 6, 2024 | KoreConX
Kore has always been dedicated to advancing the technology landscape of private capital markets. Today, we’re unveiling a major enhancement to our platform— KoreID. KoreID offers a streamlined, secure, and effective method for both investors and broker-dealers...
