by Oscar Jofre | Jan 25, 2018 | KoreConX
Dealing Representatives are only allowed to sell products that have been approved by the Chief Compliance Officer (CCO) — and only after they’ve been trained on a product features, risks and costs. Depending on your firm’s size, product due diligence may be performed...
by Oscar Jofre | Jan 23, 2018 | KoreConX
Those that can remember the wild wild west of crowdfunding back in 2010-2011 will have a feeling of dejavu seeing the 2017 ICO market take off. Not that crowdfunding ever saw the numbers that we are seeing in the ICO market, but that is because the securities...
by Oscar Jofre | Jan 5, 2018 | KoreConX
I know what you are thinking, why on earth do a blog regarding a hashtag. Clearly everyone knows what Investor Relations (IR) is and how to find it. I felt that it was time to launch a new tool to find information about private companies online for 2018. Like any...
by Oscar Jofre | Jan 2, 2018 | KoreConX
Think of yourself standing in front of a room full of strangers, about to give a speech on particle physics. You don’t know if they are experts on the topic, or know nothing at all. You don’t know what their interests are, what they think you’re going to tell them,...
by Oscar Jofre | Dec 14, 2017 | KoreConX
Compliance Review Compliance reviews by regulators follow a prescribed format depending on what has triggered the visit, whether a full compliance review, targeted review or a for-cause review based on information that has come to their attention. But, during any type...
by Oscar Jofre | Dec 8, 2017 | KoreConX
We are so excited to be celebrating the 2nd year anniversary of the KoreConX all-in-one business platform launch. It’s amazing how fast the past 2 years have gone by. We have made friends all over the world who have shared their stories of how they use...
