by Oscar Jofre | Jun 3, 2017 | KoreConX
All too often, the responsibility of a company raising capital is left in the hands of a few people…and that weighs on them, affecting everyone. The majority of the team is left out of the process, carrying on day to day operations without input into where the company...
by Oscar Jofre | May 23, 2017 | KoreConX
Advisors have a duty to act fairly, honestly and in good faith with clients. To meet these obligations, they must know their clients, understand the products they sell them and ensure investments are suitable. KNOW YOUR CLIENT (KYC) Having clients complete a basic KYC...
by Oscar Jofre | May 18, 2017 | KoreConX
I think you should get naked. There’s a reason why people have nightmares about being naked in front of a crowd, and it’s because they hate the idea of being that vulnerable. As an entrepreneur, it can be even more daunting. Your success or failure depends on what...
by Oscar Jofre | May 8, 2017 | KoreConX
So, you’re thinking of setting up your own Exempt Market Dealer “EMD”. Starting your own firm, along with the additional compliance responsibilities, can be daunting, but being your own boss can be rewarding. Since NI 31-103 was enacted in 2009, regulators have...
by Oscar Jofre | Apr 29, 2017 | KoreConX
There is a lot of media focus on crowdfunding, but sometimes the types of crowdfunding are not properly distinguished. You hear a lot about the Kickstarter’s and Indiegogo’s of the world and people are confusing these with actual investments in companies. To...
by Oscar Jofre | Apr 27, 2017 | KoreConX
The Corporate Secretary’s role to date has only been utilized, appreciated and well understood by listed companies and larger private company enterprises. Rules mandate their extensive role in corporate governance. Small & Medium Enterprises (SMEs) and start-ups...
