by Oscar Jofre | Sep 18, 2024 | Issuers, Legal
Raising capital for real estate projects is a complex process that often requires the involvement of various professionals to ensure compliance, efficiency, and the best financial outcomes. While real estate sponsors frequently turn to legal advisors, financial...
by Oscar Jofre | Sep 11, 2024 | Broker-dealers, Investors, Legal
This blog post from the Laura Anthony from Securities Law Blog, examines the SEC’s Spring 2024 regulatory agenda. The agenda, although subject to change, gives crucial insight into future financial regulations. Key areas highlighted in this edition include...
by Oscar Jofre | Aug 28, 2024 | Broker-dealers, Ecosystem, Investors, Issuers, Legal
Once considered a niche sector, private capital markets have now become a thriving source of growth and opportunity. This expansion has been driven by regulatory changes, technological innovation, and greater access to investment opportunities. In this special...
by Oscar Jofre | Apr 29, 2024 | Broker-dealers, Issuers, Legal
Companies seeking innovative funding options beyond traditional bank loans or venture capital investments. Regulation A (RegA+), Regulation Crowdfunding (RegCF), and Rule 506c of Regulation D present viable alternatives. In this context, while navigating the...
by Oscar Jofre | Mar 15, 2024 | Issuers, Legal
Understanding the regulations surrounding public offerings is crucial for both companies and investors. In this article written by Patrick Costello, from Bevilacqua PLLC, we’ll delve into Section 12(g) of the Securities Exchange Act. You’ll find insights...
by Oscar Jofre | Mar 1, 2024 | Legal, SEC
In this special article written by Laura Anthony from Securities Law Blog, we’ll learn more about recent matters regarding accredited investor definition and SEC Review. Keep reading and discover more about this fundamental topic in the financial markets,...
