by Oscar Jofre | Mar 25, 2025 | Compliance, Regulation, SEC
On February 27, 2025, the U.S. Securities and Exchange Commission (SEC) made a significant announcement that has reverberated across the cryptocurrency ecosystem: meme coins, or cryptocurrencies inspired by internet memes and viral trends, are not considered...
by Oscar Jofre | Mar 11, 2025 | Blockchain, Compliance, Regulation, SEC
Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and real estate is now undergoing a technological transformation powered by blockchain, AI, and...
by Oscar Jofre | Mar 3, 2025 | Blockchain, Capital Markets, Regulation, SEC
By Marty Tate In the week following the 2024 Presidential Election, I received a number of calls from clients asking what this to expect. The internet was a firestorm of speculation and rumors, including the possibility of the new administration dismantling the SEC. ...
by Oscar Jofre | Feb 11, 2025 | Capital Markets, Compliance, Regulation, SEC
by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well as the interests of the industry, without undue burdens. As you may have gathered from news reports, there is a...
by Oscar Jofre | Jan 10, 2024 | Capital Raising, Compliance, Regulation, SEC
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance details required by Securities and Exchange Commission (SEC) have a lot of particularities, which demands...
by Oscar Jofre | May 22, 2023 | Compliance, Regulation, SEC
Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities and Exchange Commission (SEC), you have probably come across the term Central Index Key (CIK). The CIK number is a unique identifier used...
