by Oscar Jofre | May 10, 2023 | Capital Markets, Capital Raising, Regulation
No one thinks they’ll fall victim to a cybercrime, but in reality, you’ve likely come across a suspicious email that could be trying to steal login credentials, financial information, or your identity or install dangerous computer viruses. Maybe you’ve received an...
by Oscar Jofre | May 1, 2023 | Capital Markets, Capital Raising, Compliance, Regulation
If you’ve bought a home, you’ve likely heard the term escrow. In the homebuying process, escrow can be used to hold a good faith deposit while the contract is being finalized. It can also be used after the home is purchased to pay for property taxes, homeowners...
by Oscar Jofre | Apr 10, 2023 | Capital Markets, Capital Raising, Compliance, Regulation
When a company issues securities, it is vital to keep the official record of ownership and distribution accurate and up-to-date at all times. This process is managed by transfer agents who in addition to assuming responsibility for maintaining accurate records of...
by Oscar Jofre | Mar 27, 2023 | Capital Raising, Compliance, Regulation, SEC
Raising capital can be a tricky process. Fortunately, with the JOBS Act and its exemptions from SEC registration under RegA+, RegCF, or RegD, entrepreneurs can now access capital raising 24/7/365. Here are five tips to help you make the most of this opportunity and...
by Oscar Jofre | Jan 25, 2023 | Compliance, Regulation, SEC
The Securities Act, passed in 1933, was created to protect investors following the stock market crash in 1929. It offers protection by ensuring more transparency and creating laws against fraud in the capital market. The Securities Act also requires companies to be...
by Oscar Jofre | Dec 14, 2022 | Capital Markets, Capital Raising, Crowdfunding, Online Capital Formation, Regulation
The JOBS Act reached its tenth anniversary in 2022. We celebrated the date with the launch of our Podcast, KoreTalkX, recently mentioned by Spotify as in the top 10% of the most shared shows globally. But the regulations that brought a lot of novelties to the capital...
