by Oscar Jofre | Nov 30, 2022 | Capital Raising, Regulation, SEC
When it comes to raising capital, there are various ways you can raise money from investors. And while they all have their own specific compliance requirements, they all share one common goal: to protect investors while still providing them with opportunities to...
by Oscar Jofre | Nov 16, 2022 | Capital Raising, Regulation
For many investors in the private market, one of the risks they face is the lack of a liquid market for selling shares. Through a Reg A+ offering, however, accredited investors who purchased securities during a Reg D or Series A raise can sell a portion of their...
by Oscar Jofre | Nov 14, 2022 | Compliance, Regulation, SEC
When it comes to investing, celebrities are just like the rest of us. They need to do their research before putting their money into anything. Unfortunately, many stars have fallen victim to investment schemes in the past without doing the proper due diligence....
by Oscar Jofre | Oct 28, 2022 | KoreConX, Regulation
The trucking industry in the United States is a vital part of the economy, responsible for transporting trillions of dollars worth of goods each year. However, it is also an industry that has been plagued by inefficiencies and low productivity for many years. This is...
by Oscar Jofre | Oct 26, 2022 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
When it comes to investment, there are a lot of things to think about. You want to make sure that you’re making smart decisions with your money, and that you’re not being taken advantage of. That’s where the Financial Industry Regulatory Authority...
by Oscar Jofre | Oct 12, 2022 | Capital Markets, Capital Raising, Regulation
Over the past decade, fiscal stimulus and opportunities for liquidity have caused a surge within the private capital markets. Even though this year’s outlook is challenged by increasing borrowing costs and economies cooling, London-based research firm Preqin forecasts...
