by Oscar Jofre | Apr 28, 2023 | Secondary Markets
The private capital market is an important component of the economy and has seen considerable growth since the JOBS Act exemptions came into play. However, the public markets have the advantage of a strong underlying infrastructure, one that existed long before the...
by Oscar Jofre | Apr 12, 2023 | Capital Markets, Capital Raising, Secondary Markets
Secondary markets provide investors a way to trade securities they have previously purchased or buy new ones offered by other investors. This blog will look at the seven golden rules of secondary markets as well as how these rules are enforced through JOBS Act...
by Oscar Jofre | Mar 20, 2023 | Capital Markets, Capital Raising, Secondary Markets
Through RegA+, RegCF, and RegD, hundreds of companies across the country have been able to raise capital from both retail and accredited investors. The shares held by these investors are freely tradeable (after one year in the case of RegCF or RegD, however, buying...
by Oscar Jofre | Jun 8, 2022 | Capital Markets, SEC
Many investors are turning to the private capital market to make long-term investments in light of the current market conditions. This has increased alternate trading systems and secondary market trading for RegA+, RegCF, and RegD securities. An alternate trading...
by Oscar Jofre | Jun 3, 2022 | Capital Markets, Capital Raising, SEC
In the first half of the year, a great deal has happened in investment crowdfunding. We’ve seen several trends emerge that are worth looking at as we move into 2022. These trends can impact everything from how you raise capital, structure your investments, and...
