by Oscar Jofre | Jul 10, 2024 | KoreConX
In this special article written by Laura Anthony from Securities Law Blog, we’ll learn more about the recent matter regarding the definition of “ a dealer” and changes by SEC. The SEC has finalized new rules amending the definition of a “dealer”...
by Oscar Jofre | Jan 22, 2021 | Capital Markets, Capital Raising, Compliance, Digital Securities, Issuers, Regulation, SEC
For companies looking to raise capital, there are many different options. While not every option may be best suited for every company, understanding each will help companies choose which one is best for them. In the early stages of raising capital, seeking...
by Oscar Jofre | Jan 8, 2021 | Capital Markets, Capital Raising, FINRA
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the KorePartners that contribute to its ecosystem. Etan Butler is Chairman of Dalmore Group, a FINRA registered national Broker-Dealer, founded in 2005. Dalmore...
by Oscar Jofre | Dec 31, 2020 | Broker Dealer, Capital Markets, Capital Raising, Compliance, Fintech, Regulation
In the future, 5 or 10 years from now, we will see an evolution in business and a paradigm shift occurring all due to the global COVID-19 pandemic. Many of us have been advocating that the business world has been operating ineffectively, but not until now has everyone...
by Oscar Jofre | Dec 9, 2020 | Broker Dealer, Capital Markets, Capital Raising, Compliance, FINRA, Regulation, SEC
If you’re looking to raise money for your private company, chances are that you’ve at least heard the term “broker-dealer.” However, if you’re new to the process, you might not be too familiar with what they do and why they are a key component of the fundraising...
