by Oscar Jofre | Jun 23, 2021 | BoardRoom, Capital Markets, Capital Raising, Compliance
When thinking about corporate governance, the first roles that often come to mind are the executive officers like the CEO or CCO. These roles are often responsible for the day-to-day operations of the company, keeping things running smoothly, with other roles...
by Oscar Jofre | Jun 21, 2021 | Capital Markets, Capital Raising, Compliance, Digital Securities, KorePartner, Regulation, SEC
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those that have made multiple offerings, are getting to the point where they need to consider the implications of Section 12(g) of the Securities Exchange...
by Oscar Jofre | Jun 16, 2021 | Blockchain, Capital Markets, Capital Raising, Compliance, Digital Securities, Regulation, SEC
Blockchain has become a familiar buzzword, especially as things such as cryptocurrency grow in popularity. Currently, 46 million Americans now own Bitcoin. However, blockchain has many more industry-changing applications. Nearly any asset, both tangible and...
by Oscar Jofre | Jun 14, 2021 | BoardRoom, Capital Markets, Compliance, Investor Relations, Legal, Regulation, SEC
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and offers the board advice and support. While providing the company with advice on the state laws, they are also...
by Oscar Jofre | Feb 8, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
Whether your company is a new startup or an established private company, understanding and proper use of a 409(a) is essential to your company’s success. Thinking about it early will help you avoid potential setbacks and challenges later on, giving you more time to...
