by Oscar Jofre | Apr 29, 2024 | Broker-dealers, Issuers, Legal
Companies seeking innovative funding options beyond traditional bank loans or venture capital investments. Regulation A (RegA+), Regulation Crowdfunding (RegCF), and Rule 506c of Regulation D present viable alternatives. In this context, while navigating the...
by Oscar Jofre | Mar 15, 2024 | Issuers, Legal
Understanding the regulations surrounding public offerings is crucial for both companies and investors. In this article written by Patrick Costello, from Bevilacqua PLLC, we’ll delve into Section 12(g) of the Securities Exchange Act. You’ll find insights...
by Oscar Jofre | Feb 26, 2024 | Capital Raising, KoreConX
Navigating the VC Winter: Diversifying Capital Raising Strategies for Startups In the face of a VC winter, startups find themselves at a crucial juncture, requiring innovative approaches to secure funding. We will embark on an exploration of the myriad avenues...
by Oscar Jofre | Feb 9, 2024 | KoreConX
In the dynamic world of private capital markets, raising capital is both an art and a science. We will demystify the capital raising process for private companies, outlining a four-step approach that harmonizes regulatory compliance, technology utilization, and...
by Oscar Jofre | Feb 7, 2024 | Broker-dealers
In the realm of private capital markets, due diligence is not just a procedure but a pledge—a commitment to uphold integrity, trust, and compliance. This guide serves as a beacon for Chief Compliance Officers (CCOs) and their compliance teams, guiding them through...
