by Oscar Jofre | May 5, 2025 | Capital Markets, Capital Raising, Compliance, Ecosystem, FINRA, KORE
Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized access to capital but also positioned broker-dealers as critical players in the evolving landscape of private...
by Oscar Jofre | Apr 16, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, FINRA, KORE, Online Capital Formation, Private capital markets
The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than $150 billion has been raised through these exemptions, with FINRA-registered broker-dealers...
by Oscar Jofre | Apr 14, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, Compliance, KORE, SEC
🚨 SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification In a landmark move this March, the U.S. Securities and Exchange Commission (SEC) has introduced new guidance that simplifies the way issuers can verify whether an investor qualifies as...
by Oscar Jofre | Oct 7, 2024 | Broker-dealers
Online Capital Raising has opened doors for more people to invest, but the industry is constantly evolving, meaning broker-dealers must be adaptable. It’s a balancing act: staying compliant while discovering new growth opportunities. Firms like Andes Capital...
by Oscar Jofre | Oct 2, 2024 | Issuers
If you’ve ever searched for ways to get funds for your business, you’ve likely encountered the “JOBS Act”. There’s a lot of talk about it, but the explanation isn’t always concise and the definition isn’t totally clear. If you want to...
