by Oscar Jofre | Mar 20, 2024 | Capital Raising, Issuers
In today’s article, we will explore the differences between Regulation A (Reg A) and Regulation Crowdfunding (Reg CF) regarding their disclosure requirements for companies raising funds. There’s an interesting contrast between Regulation A and Regulation CF in...
by Oscar Jofre | Feb 7, 2024 | Broker-dealers
In the realm of private capital markets, due diligence is not just a procedure but a pledge—a commitment to uphold integrity, trust, and compliance. This guide serves as a beacon for Chief Compliance Officers (CCOs) and their compliance teams, guiding them through...
by Oscar Jofre | May 31, 2023 | Issuers
Recently, we received a question from an issuer wondering what “direct listing” means. In short, a direct listing, also sometimes referred to as a direct public offering, is an offering in which an issuer raises capital directly from investors without a...
by Oscar Jofre | May 24, 2023 | Issuers
Think of buying a traditional stock, listed on a public exchange like the New York Stock Exchange or NASDAQ. You can buy and sell these stocks freely; you can do so through a broker-dealer, online, or even through an app on your smartphone. You can sell it almost...
by Oscar Jofre | Aug 17, 2022 | Investors, Issuers
The private equity market is rapidly growing, fueled by expansions to the JOBS Act exemptions in 2021. By 2030, the private capital market is anticipated to grow to a total value of $30 billion. This is largely driven by more companies seeing the potential in...
