by Oscar Jofre | Dec 13, 2021 | Broker Dealer, Capital Markets, Capital Raising, Regulation, SEC
During the recent Dare to Dream KoreSummit, David Weild IV, the Father of the JOBS Act, spoke about companies going from public to private, access to capital Reg A+, the future of small businesses raising capital, and the future of the broker-dealer system. The...
by Oscar Jofre | Dec 6, 2021 | Capital Markets, Capital Raising, Regulation, Secondary Markets
Has RegA+ Killed the IPO? Regulation A+ gives issuers the ability to raise $75 million in crowdfunding while remaining private. With RegA+ benefiting both companies and investors, does this mean the death of IPOs? RegA+, part of the JOBS Act, allows...
by Oscar Jofre | Oct 25, 2021 | Capital Markets, Capital Raising, Regulation, SEC
It seems 2021 is the year where we continue to break new ground for the JOBS Act, and today marks a momentous milestone in its history. Fundamentally, the act was designed to empower businesses and democratize capital. Not only has it succeeded in this goal, but it...
by Oscar Jofre | Sep 8, 2021 | Capital Markets, Capital Raising, Regulation
Since dramatic improvements to Regulation A that went into effect in 2015, the exemption has become a tremendous tool allowing private companies to raise significant capital. Unlike other funding methods, RegA+ allows companies to raise capital more efficiently with...
by Oscar Jofre | Aug 30, 2021 | Capital Markets, Capital Raising, Compliance
The goal of any capital raising activity is to secure capital for the growth and development of the business. Without needed capital, it can often be challenging to expand; whether that means hiring more employees to keep up with demand, improving production...
