by Oscar Jofre | Aug 28, 2025 | Capital Raising, Compliance, Regulation, SEC
1. Introduction: The New Frontier of Online Capital Formation Platforms Have you ever thought about how crazy it is that we can now invest in things like art, music, and even real estate without needing millions in the bank? It used to be that raising capital was only...
by Oscar Jofre | May 5, 2025 | Capital Markets, Capital Raising, Compliance, Ecosystem, FINRA, KORE
Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized access to capital but also positioned broker-dealers as critical players in the evolving landscape of private...
by Oscar Jofre | Apr 23, 2025 | Blockchain, Capital Raising, Compliance, Regulation, SEC
By Oscar A. Jofre Over the past decade, we have witnessed a fundamental transformation in the private capital markets, driven by regulatory changes introduced through the JOBS Act. This has resulted in a booming alternative investment market that provides more...
by Oscar Jofre | Apr 16, 2025 | Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, FINRA, KORE, Online Capital Formation, Private capital markets
The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than $150 billion has been raised through these exemptions, with FINRA-registered broker-dealers...
by Oscar Jofre | Mar 11, 2025 | Blockchain, Compliance, Regulation, SEC
Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and real estate is now undergoing a technological transformation powered by blockchain, AI, and...
