by Oscar Jofre | Jan 15, 2021 | Capital Markets, Capital Raising, Regulation, SEC
The amendments to Reg CF, Reg A, and other rules relating to capital formation utilizing exempt offerings have finally been published in the Federal Register, with an effective date of March 15, 2021.
by Oscar Jofre | Jan 15, 2021 | Capital Markets, Capital Raising, Regulation, SEC
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to its ecosystem. From the first project he worked on while still in college, Andrew Corn has been involved in financial marketing. After...
by Oscar Jofre | Jan 14, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
An increasing number of issuers have been using Regulation A to make continuous offerings of units, consisting of a combination of equity, often common stock, and warrants to purchase the same equity at a future date. Under the Securities Act, the units, the shares...
by Oscar Jofre | Jan 8, 2021 | Capital Markets, Capital Raising, FINRA
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the KorePartners that contribute to its ecosystem. Etan Butler is Chairman of Dalmore Group, a FINRA registered national Broker-Dealer, founded in 2005. Dalmore...
by Oscar Jofre | Jan 1, 2021 | Capital Markets, Capital Raising, Digital Securities, SEC, Transfer Agent
For companies issuing securities to investors, a transfer agent plays an important role in the process. If your company has yet to issue securities but will be doing so soon, a clear understanding of the purpose of a transfer agent is necessary when choosing the best...
