by Oscar Jofre | Jun 5, 2024 | KoreConX
Hey there, startup founders and financial officers! If you’re diving into the world of fundraising, you’ve probably heard of Regulation D (Reg D) but might not be entirely sure what it’s all about, or it’s variations. Don’t worry, we’ve got you covered. In this post,...
by Oscar Jofre | May 29, 2024 | Capital Markets
Private funds are becoming increasingly popular avenues for investment, drawing attention from both seasoned investors and newcomers alike. In this blog post, we’ll delve into the regulatory landscape surrounding private funds, with a particular focus on...
by Oscar Jofre | May 15, 2024 | Issuers, KoreConX
In the landscape of private securities offerings, Regulation D (Reg D) stands out as a critical framework for companies looking to raise capital without the extensive disclosures required for public offerings. Within Reg D, Rule 506(b) and Rule 506(c) offer distinct...
by Oscar Jofre | Jan 10, 2024 | Capital Raising, Compliance, Regulation, SEC
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance details required by Securities and Exchange Commission (SEC) have a lot of particularities, which demands...
by Oscar Jofre | Mar 31, 2023 | Capital Markets, Capital Raising, Compliance, SEC
With Regulation D (RegD) offerings, companies are exempt from registering securities with the SEC. Under RegD, companies can raise capital from accredited investors (and a limited number of nonaccredited investors in some cases) to support the growth of their...
