by Oscar Jofre | Oct 26, 2022 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
When it comes to investment, there are a lot of things to think about. You want to make sure that you’re making smart decisions with your money, and that you’re not being taken advantage of. That’s where the Financial Industry Regulatory Authority...
by Oscar Jofre | Oct 3, 2022 | Capital Raising, Compliance, KoreConX, SEC
On September 30, 2022, the SEC announced charges against 8 CEOs and CFOs for fraudulently promoting Regulation A+ securities offerings. The companies named by the SEC include Elegance Brands Inc. (now Sway Energy Corp.), Emerald Health Pharmaceuticals Inc., Hightimes...
by Oscar Jofre | Aug 29, 2022 | KoreConX
The SEC has two powerful tools to stop your Regulation A offering anytime. Rule 258 Rule 258 allows the SEC to immediately suspend an offering if The exemption under Regulation A is not available; or Any of the terms, conditions, or requirements of Regulation A have...
by Oscar Jofre | Aug 17, 2022 | Investors, Issuers
The private equity market is rapidly growing, fueled by expansions to the JOBS Act exemptions in 2021. By 2030, the private capital market is anticipated to grow to a total value of $30 billion. This is largely driven by more companies seeing the potential in...
by Oscar Jofre | Aug 1, 2022 | Capital Markets, Capital Raising, SEC
For 41 years, the Securities and Exchange Commission has hosted its annual Small Business Forum. The event, led by the SEC’s Office of the Advocate for Small Business Capital Formation, aims to gather feedback from both the public and private sectors to improve...
