by Oscar Jofre | May 24, 2023 | Issuers
Think of buying a traditional stock, listed on a public exchange like the New York Stock Exchange or NASDAQ. You can buy and sell these stocks freely; you can do so through a broker-dealer, online, or even through an app on your smartphone. You can sell it almost...
by Oscar Jofre | Apr 28, 2023 | Secondary Markets
The private capital market is an important component of the economy and has seen considerable growth since the JOBS Act exemptions came into play. However, the public markets have the advantage of a strong underlying infrastructure, one that existed long before the...
by Oscar Jofre | Apr 12, 2023 | Capital Markets, Capital Raising, Secondary Markets
Secondary markets provide investors a way to trade securities they have previously purchased or buy new ones offered by other investors. This blog will look at the seven golden rules of secondary markets as well as how these rules are enforced through JOBS Act...
by Oscar Jofre | Mar 20, 2023 | Capital Markets, Capital Raising, Secondary Markets
Through RegA+, RegCF, and RegD, hundreds of companies across the country have been able to raise capital from both retail and accredited investors. The shares held by these investors are freely tradeable (after one year in the case of RegCF or RegD, however, buying...
by Oscar Jofre | Nov 25, 2022 | Capital Markets, Capital Raising, KoreConX, Secondary Markets
This blog was originally written by KorePartner Mark Roderick. You can view the original post here. The securities of private companies are illiquid, meaning they’re hard to sell. Since 2017 I’d guess a billion dollars and a million person-hours have been...