by Oscar Jofre | Mar 10, 2023 | Capital Markets, Compliance
Equity to employees gives workers a share of ownership in the company they work for. Ownership in the form of a percentage can be given in recognition of loyalty, hard work, and dedication, or as an incentive to perform. Giving employees equity can be a great...
by Oscar Jofre | Nov 16, 2022 | Capital Raising, Regulation
For many investors in the private market, one of the risks they face is the lack of a liquid market for selling shares. Through a Reg A+ offering, however, accredited investors who purchased securities during a Reg D or Series A raise can sell a portion of their...
by Oscar Jofre | Sep 28, 2022 | Capital Markets, Capital Raising, Compliance
Shareholder management is a critical part of any company, but it can be especially daunting for those who have recently completed a RegA+ or RegCF offering. When you welcome so many new shareholders on board, it’s important to have a plan in place for how you will...
by Oscar Jofre | Sep 20, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC, Secondary Markets
Through the Regulation A+ exemption, securities issuers can raise up to $75 million as of March 2021. This creates a significant opportunity for the everyday investor to make investments in private companies and for the companies to benefit from the large number of...
