by Oscar Jofre | May 1, 2018 | Capital Markets, Legal
Late last year I had the opportunity to collaborate with Catherine Lovrics, B.A., LL.B at Bereskin & Parr LLP, on the inner workings of raising capital for entrepreneurs. Her book, Startup Law 101: A Practical Guide, published last week. The basis of our...
by Oscar Jofre | Apr 22, 2018 | KoreConX
The internet changed everything when it was first introduced but it has not been until now that Broker Dealers, Exempt Market Dealers (EMD) are playing catch up to what clients expect from them. Investor want this today: They ask for all this because in other parts of...
by Oscar Jofre | Apr 12, 2018 | Investor Relations, KoreConX
Anyone that invests in more than one company or investment asset has a portfolio of investments to manage. With global markets opening up and alternative finance platforms such as P2P (Peer to Peer) or Equity Crowdfunding platforms we are seeing a variety of new...
by Oscar Jofre | Apr 9, 2018 | KoreConX
Hiring a new employee can be challenging in any environment, but it’s even harder in the securities industry. Employee not only have to be the right choice for the firm, but they must also pass muster with the securities regulators who approve registration. In...
by Oscar Jofre | Feb 28, 2018 | KoreConX
Securities legislation is quite clear on what courses and designations you need in order to register in the various categories, but what relevant experience is sufficient is less clear cut. No matter the category you are applying under, the regulators must determine...
