by Oscar Jofre | Sep 11, 2024 | Broker-dealers, Investors, Legal
This blog post from the Laura Anthony from Securities Law Blog, examines the SEC’s Spring 2024 regulatory agenda. The agenda, although subject to change, gives crucial insight into future financial regulations. Key areas highlighted in this edition include...
by Oscar Jofre | Sep 9, 2024 | Investors
In the financial world, broker-dealers and registered investment advisers are two central figures that often get people talking. They both play important roles, yet understanding their differences is essential for anyone involved with investments or the private...
by Oscar Jofre | Sep 4, 2024 | Issuers
Understanding the nuances of financial regulations is crucial for anyone involved in the private capital markets. While the rules may seem straightforward at first glance, their true implications often require a deeper dive. This special article, written by Jamie...
by Oscar Jofre | Aug 28, 2024 | Broker-dealers, Ecosystem, Investors, Issuers, Legal
Once considered a niche sector, private capital markets have now become a thriving source of growth and opportunity. This expansion has been driven by regulatory changes, technological innovation, and greater access to investment opportunities. In this special...
by Oscar Jofre | Aug 26, 2024 | Issuers
Crowdfunding has become a buzzword in the startup ecosystem, offering a viable alternative to traditional fundraising methods. As we move further into 2024, the landscape of crowdfunding platforms has evolved, catering to diverse industries and investor types. In...
