by Oscar Jofre | Jun 9, 2020 | Broker Dealer, Capital Markets, Capital Raising, CapTable, Compliance, Digital Securities, FINRA, Investor Relations, KoreProtocol, Legal, Regulation, Secondary Markets, Security Token, Transfer Agent
The SEC has proposed amending the definition of “accredited investors.” Accredited investors are currently defined as (huge generalization here) people who have net worth of $1 million (excluding principal residence) or income of $200,000 ($300,000 with spouse) or...
by Oscar Jofre | Jun 1, 2020 | Capital Markets, Capital Raising, FINRA, KoreConX, SEC, Transfer Agent
As of 02 JUNE 2020, there are 51 active RegCF Equity Crowdfunding Platforms helping companies raise up to $1.0M USD. We are all anticipating that RegCF is going to be potentially increased to a $5 million funding cap. The SEC has proposed this increase, along with...
by Oscar Jofre | May 25, 2020 | Broker Dealer, Capital Markets, Capital Raising, FINRA, KoreChain, KoreConX, KoreProtocol, Regulation, SEC
FINRA BD Requirements for RegA+ & Digital Securities The private markets are receiving a much updated revamp by the SEC which is having a major impact on registered FINRA Broker-dealer firms. Here are two (2) of the most common activities for which FINRA...
by Oscar Jofre | May 4, 2020 | CapTable, Investor Relations, Transfer Agent
WeFunder the #1 Equity Crowdfunding platform in the USA interviews Oscar Jofre co-founder of KoreConX. (1) What is a Transfer Agent? This a great question. As each entrepreneur enters the world of raising capital, new responsibilities are brought on. In many...
by Oscar Jofre | Apr 5, 2020 | Capital Markets, Capital Raising, Digital Securities, FINRA, KoreConX, Legal, Regulation, SEC, Transfer Agent
The simple answer is that today, Regulation A (Reg A) and Regulation A+ (Reg A+) are the exact same law. There is no difference, and the two terms may be used interchangeably. Some confusion stems from the two similar terms, and there is much misleading information...
