by Oscar Jofre | Jan 8, 2021 | Capital Markets, Capital Raising, FINRA
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the KorePartners that contribute to its ecosystem. Etan Butler is Chairman of Dalmore Group, a FINRA registered national Broker-Dealer, founded in 2005. Dalmore...
by Oscar Jofre | Dec 9, 2020 | Broker Dealer, Capital Markets, Capital Raising, Compliance, FINRA, Regulation, SEC
If you’re looking to raise money for your private company, chances are that you’ve at least heard the term “broker-dealer.” However, if you’re new to the process, you might not be too familiar with what they do and why they are a key component of the fundraising...
by Oscar Jofre | May 25, 2020 | Broker Dealer, Capital Markets, Capital Raising, FINRA, KoreChain, KoreConX, KoreProtocol, Regulation, SEC
FINRA BD Requirements for RegA+ & Digital Securities The private markets are receiving a much updated revamp by the SEC which is having a major impact on registered FINRA Broker-dealer firms. Here are two (2) of the most common activities for which FINRA...
