by Oscar Jofre | Sep 4, 2024 | Issuers
Understanding the nuances of financial regulations is crucial for anyone involved in the private capital markets. While the rules may seem straightforward at first glance, their true implications often require a deeper dive. This special article, written by Jamie...
by Oscar Jofre | Mar 20, 2024 | Capital Raising, Issuers
In today’s article, we will explore the differences between Regulation A (Reg A) and Regulation Crowdfunding (Reg CF) regarding their disclosure requirements for companies raising funds. There’s an interesting contrast between Regulation A and Regulation CF in...
by Oscar Jofre | Jan 2, 2024 | Capital Markets, Crowdfunding, Digital Securities, KoreConX, Online Capital Formation
In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth anniversary of the JOBS Act in 2024, it’s evident that evolving capital-raising...
by Oscar Jofre | Oct 19, 2023 | Issuers, Legal
Subsidiaries using RegCF: introduction This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can raise funds under Reg CF, even if they are subsidiaries of companies who cannot use Reg CF themselves, because they have a...
by Oscar Jofre | Jul 11, 2023 | Capital Markets, Capital Raising, Crowdfunding, FINRA, KoreConX, SEC
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate about their securities offerings is tightly regulated by the SEC to ensure...
