by Oscar Jofre | Jan 27, 2021 | Capital Markets, Capital Raising, Regulation, SEC, Secondary Markets
How blockchain-based technology will transform private markets Remember the first time you drove a car with a rear-facing camera? The first time you streamed an on-demand movie at home via the Internet, or used GPS instead of a fold-out paper map to find your...
by Oscar Jofre | Jan 22, 2021 | Capital Markets, Capital Raising, Compliance, Digital Securities, Issuers, Regulation, SEC
For companies looking to raise capital, there are many different options. While not every option may be best suited for every company, understanding each will help companies choose which one is best for them. In the early stages of raising capital, seeking...
by Oscar Jofre | Jan 20, 2021 | Capital Markets, Capital Raising, Investor Relations, SEC, Secondary Markets
Regulation A+ (RegA+) was passed into law by the SEC in the JOBS Act, making it possible for companies to raise funding from the general public and not just from accredited investors. With the implementation of Title IV of the act, the amount that companies can raise...
by Oscar Jofre | Jan 15, 2021 | Capital Markets, Capital Raising, Regulation, SEC
The amendments to Reg CF, Reg A, and other rules relating to capital formation utilizing exempt offerings have finally been published in the Federal Register, with an effective date of March 15, 2021.
by Oscar Jofre | Jan 14, 2021 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
An increasing number of issuers have been using Regulation A to make continuous offerings of units, consisting of a combination of equity, often common stock, and warrants to purchase the same equity at a future date. Under the Securities Act, the units, the shares...
