Glossary
Welcome to our glossary, your go-to resource for key terms in the Private Capital Markets and Compliance. Perfect for investors, entrepreneurs, or the curious, this guide simplifies complex concepts from the JOBS Act to digital securities.
Dive in to enhance your understanding and navigate the world of private investments with ease.
A
B
C
D
F
I
N
O
P
R
Republic
RegS
Registry
Regulations
Rialto Markets
Retail Investor
Raising Capital
Rule 17a-4
Restricted Stock
Rule 12g
RTO (Reverse Takeover)
Regulated Crowdfunding
Rolling Closes
Rule 144
RegD 506b
RWA (Real World Assets)
RegD 506c
Regulation CF (RegCF)
Regulation D (RegD)
RIA (Registered Investment Advisor)
Regulation A (RegA+)
RRSP (Registered Retirement Savings Plan)
S
Securities Regulators
Scrutineer
Stable Coins
Settlement
Securities Law
Sophisticated Investor
Stock Split
Selling Shareholders
Shareholder Agreement
Shareholder Communications
SPV (Special Purpose Vehicle)
Suitability
Syndication
Security Tokens
Shareholder
StartEngine
SAFT (Simple Agreement for Future Tokens)
Strategic Investor
SAFE (Simple Agreement for Future Equity)
Sherwood Neiss
SEC (Securities and Exchange Commission)
SPAC (Special Purpose Acquisition Company)
Secondary Market
Secondary Market Trading
Sara Hanks
T