Glossary
Welcome to our glossary, your go-to resource for key terms in the Private Capital Markets and Compliance. Perfect for investors, entrepreneurs, or the curious, this guide simplifies complex concepts from the JOBS Act to digital securities.
Dive in to enhance your understanding and navigate the world of private investments with ease.
A
B
C
D
F
I
N
O
P
R
RegS
Republic
Registry
Regulations
Rialto Markets
Retail Investor
Raising Capital
Rule 17a-4
Regulated Crowdfunding
Restricted Stock
Rule 12g
RTO (Reverse Takeover)
Rolling Closes
Rule 144
RWA (Real World Assets)
RegD 506b
Regulation CF (RegCF)
RegD 506c
RIA (Registered Investment Advisor)
Regulation D (RegD)
RRSP (Registered Retirement Savings Plan)
Regulation A (RegA+)
S
Securities Regulators
Scrutineer
Stable Coins
Sophisticated Investor
Settlement
Securities Law
Suitability
Syndication
Stock Split
Shareholder Communications
Selling Shareholders
Shareholder
Shareholder Agreement
StartEngine
Security Tokens
SPV (Special Purpose Vehicle)
SAFT (Simple Agreement for Future Tokens)
Sherwood Neiss
SAFE (Simple Agreement for Future Equity)
Strategic Investor
SPAC (Special Purpose Acquisition Company)
Secondary Market Trading
SEC (Securities and Exchange Commission)
Secondary Market
Sara Hanks
T