Glossary
Welcome to our glossary, your go-to resource for key terms in the Private Capital Markets and Compliance. Perfect for investors, entrepreneurs, or the curious, this guide simplifies complex concepts from the JOBS Act to digital securities.
Dive in to enhance your understanding and navigate the world of private investments with ease.
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B
C
D
F
I
N
O
P
R
RegS
Rialto Markets
Regulations
Retail Investor
Republic
Regulated Crowdfunding
Regulation D (RegD)
Restricted Stock
RegD 506b
RTO (Reverse Takeover)
Rule 17a-4
Rolling Closes
Rule 12g
Rule 144
Registry
Raising Capital
Regulation CF (RegCF)
RWA (Real World Assets)
RegD 506c
RIA (Registered Investment Advisor)
Regulation A (RegA+)
RRSP (Registered Retirement Savings Plan)
S
Stable Coins
Scrutineer
SAFE (Simple Agreement for Future Equity)
SPV (Special Purpose Vehicle)
Syndication
Stock Split
StartEngine
SAFT (Simple Agreement for Future Tokens)
Security Tokens
Shareholder
SPAC (Special Purpose Acquisition Company)
Settlement
Securities Regulators
Shareholder Agreement
Selling Shareholders
Shareholder Communications
Sara Hanks
Secondary Market Trading
SEC (Securities and Exchange Commission)
Sherwood Neiss
Sophisticated Investor
Secondary Market
Securities Law
Strategic Investor
Suitability
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