by Oscar Jofre | Nov 23, 2022 | KoreConX
Created to help companies raise money from foreign investors, Regulation S has been successful for some companies, while others have fallen into trouble by not following the regulations closely. Because of the uncertainty surrounding RegS for many issuers, Sara Hanks,...
by Oscar Jofre | Oct 26, 2022 | Capital Markets, Capital Raising, Compliance, Regulation, SEC
When it comes to investment, there are a lot of things to think about. You want to make sure that you’re making smart decisions with your money, and that you’re not being taken advantage of. That’s where the Financial Industry Regulatory Authority...
by Oscar Jofre | Oct 6, 2022 | Capital Raising, Compliance, KoreConX
In today’s world, we are more connected than ever before. We rely on technology to keep us connected with friends and family, to keep us up-to-date on the latest news, to help us stay productive at work, and to even make investment decisions. But as we all know,...
by Oscar Jofre | Oct 3, 2022 | Capital Raising, Compliance, KoreConX, SEC
On September 30, 2022, the SEC announced charges against 8 CEOs and CFOs for fraudulently promoting Regulation A+ securities offerings. The companies named by the SEC include Elegance Brands Inc. (now Sway Energy Corp.), Emerald Health Pharmaceuticals Inc., Hightimes...
by Oscar Jofre | Sep 28, 2022 | Capital Markets, Capital Raising, Compliance
Shareholder management is a critical part of any company, but it can be especially daunting for those who have recently completed a RegA+ or RegCF offering. When you welcome so many new shareholders on board, it’s important to have a plan in place for how you will...
