by Oscar Jofre | Jan 25, 2023 | Compliance, Regulation, SEC
The Securities Act, passed in 1933, was created to protect investors following the stock market crash in 1929. It offers protection by ensuring more transparency and creating laws against fraud in the capital market. The Securities Act also requires companies to be...
by Oscar Jofre | Jan 9, 2023 | Capital Markets, Capital Raising
Regulation D (Reg D) is a set of rules established by the U.S. Securities and Exchange Commission (SEC) that allows companies to raise capital without registering their securities for public sale and is related to, but different than other JOBS Act regulations. Reg D...
by Oscar Jofre | Jan 6, 2023 | KoreConX
What would happen if inexpensive flying cars hit the market tomorrow? Wouldn’t it be great if you could just fly right over stop signs and red lights on the ground or avoid traffic jams? But soon there would be a disastrous crash, and authorities would ground everyone...
by Oscar Jofre | Dec 19, 2022 | Capital Markets, Capital Raising, KoreConX
More than a simple spreadsheet, a cap table (short for capitalization table) records detailed data regarding the equity owned by shareholders. When it comes to raising capital, your cap table will help you make sound decisions regarding your offering. So, what exactly...
by Oscar Jofre | Nov 28, 2022 | KoreConX
Continuing our last post on Regulation S, then are still a few things that should be known to issuers looking to explore this method of raising capital. Perhaps most importantly, “nobody in the US should be able to know that you are doing a Reg S offering,” said...
